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Bahamas Securities Broker

Why this license?

  • Regulated by the Securities Commission of The Bahamas (SCB) — a reputable and internationally recognized financial authority.

  • Allows operation of broker-dealer activities such as executing trades, managing portfolios, and providing investment advice.

  • Attractive tax-neutral environment with no capital gains or income taxes for international clients.



Eligibility & Requirements

RequirementDetails
Legal EntityBahamas International Business Company (IBC) or Domestic Company
Capital RequirementMinimum USD 120,000 (may vary by business scope and activities)
Directors & ShareholdersAt least 2 qualified directors and transparent shareholder structure
Physical PresenceLocal office and resident compliance officer required
Key PersonnelCompliance officer and CEO with relevant experience
AML/CFT ComplianceFull anti-money laundering framework and policies required
Business PlanDetailed business model, risk management, and financial forecasts
Regulatory ReportingOngoing reporting, audits, and annual filings to SCB

Roadmap to Obtaining Your Bahamas Securities Broker License

We offer comprehensive support for obtaining financial licenses across multiple regulatory categories, including asset management, fintech and payment institutions, securities dealing (forex brokerage), VASP/MiCA compliance, and fund administration. Our team assists with jurisdiction strategy, entity setup, regulatory documentation, and end-to-end compliance.

Whether you’re launching a new venture or expanding globally, we ensure a smooth and fully compliant licensing process. From initial planning to regulator engagement and post-license implementation, our expertise helps you navigate complex requirements with clarity and confidence.

1. Incorporate Local Entity

Establish a company in The Bahamas (IBC or domestic) aligned with the license type and scope.

2. Draft Comprehensive Business Plan

Include details on target markets, operational models, risk assessment, and financial projections.

3. Prepare Corporate Governance Structure

Appoint qualified directors, compliance officer, and internal controls systems, including KYC/AML.

4. Secure Office & Local Presence

Rent office space and hire or designate key management roles required for local operations.

5. Open Corporate Bank Account

Fund the capital requirement and ensure transparent fund sourcing.

6. Submit Application to SCB

Provide all documents including application forms, resumes, declarations, and AML manuals.

7. Engage with SCB During Review Process

Respond to queries or provide additional information as part of the regulator’s assessment.

Timeline & Fees

Estimated TimelineFees
4 to 6 months, depending on due diligence, office setup, and SCB review processApplication fee: USD 3,500

Annual license fee: USD 4,500

Legal & consulting: USD 12,000–20,000

Get In Touch

Contact our experts for a free consultation

Contact Our Experts

Contact Details

Rengangyongsheng (Hong Kong) Limited


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Email compliance.license@gmail.com
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Phone 852-92984213
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Address 18/F, Easley Commercial Building, 253-261 Hennessy Road, Wan Chai, Hong Kong
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Address 86/F, International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong