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Vanuatu Securities Dealer License

Why this license?

  • Cost-effective and streamlined licensing ideal for startups and growing brokerages.

  • Regulated by the Vanuatu Financial Services Commission (VFSC) under a well-defined framework.

  • Allows for global online trading services, including forex, CFDs, commodities, and securities.


Eligibility & Requirements

RequirementDetails
Legal EntityVanuatu International Company (IC)
Capital RequirementMinimum USD 50,000 paid-up capital (to be deposited in a local bank)
Directors & ShareholdersAt least 1 director (can be non-resident); transparent ownership required
Physical PresenceLocal agent and registered office mandatory
Key PersonnelCompliance officer recommended (can be outsourced or part-time)
AML/CFT ComplianceFull AML manual, internal controls, and KYC procedures required
Business PlanClear operational and financial plan required
Regulatory ReportingAnnual returns, audits, and compliance reviews required

Roadmap to Obtaining Your Vanuatu Securities Dealer License

We offer comprehensive support for obtaining financial licenses across multiple regulatory categories, including asset management, fintech and payment institutions, securities dealing (forex brokerage), VASP/MiCA compliance, and fund administration. Our team assists with jurisdiction strategy, entity setup, regulatory documentation, and end-to-end compliance.

Whether you’re launching a new venture or expanding globally, we ensure a smooth and fully compliant licensing process. From initial planning to regulator engagement and post-license implementation, our expertise helps you navigate complex requirements with clarity and confidence.

1. Form a Vanuatu International Company (IC)

Incorporate a local legal entity through an approved company service provider.

2. Open Local Bank Account & Deposit Capital

A minimum of USD 50,000 must be deposited and held in the company’s Vanuatu account.

3. Draft Regulatory Documentation

Prepare business plan, AML/CFT manual, organizational chart, and company policies.

4. Appoint Qualified Directors & Shareholders

Ensure key individuals meet VFSC’s fit and proper criteria, with background checks.

5. Engage a Local Registered Agent

Designate a VFSC-licensed agent to handle regulatory correspondence and filings.

6. Submit Application Package to VFSC

Include all corporate, compliance, and identity documents with the official forms.

7. Respond to VFSC Clarifications & Await Approval

The VFSC may request clarifications before issuing the license.

Timeline & Fees

Estimated TimelineFees
6 to 8 weeks, depending on application completeness and VFSC response timesApplication fee: USD 2,000

Annual license fee: USD 5,000

Legal & consulting: USD 10,000–15,000

Get In Touch

Contact our experts for a free consultation

Contact Our Experts

Contact Details

Rengangyongsheng (Hong Kong) Limited


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Email compliance.license@gmail.com
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Phone 852-92984213
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Address 18/F, Easley Commercial Building, 253-261 Hennessy Road, Wan Chai, Hong Kong
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Address 86/F, International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong